Advanced Certificate in Fund Establishment: Anti-Money Laundering (AML) Framework and Custody Arrangement
About This Course
This module emphasis hinges on robust anti-money laundering (AML) frameworks and secure custody arrangements to prevent financial crimes and safeguard investors' assets. During the course, participants will understand essential customer relationship management leading to regulatory compliance and corporate governance measures and best practices. Explain how regulatory compliance through anti-money laundering (AML) policies can detect and prevent money laundering activities. Upon completion of the module, participants will understand that all stakeholders have a duty to protect the fund and its investors from financial crime. Proper risk compliance and governance are essential for safeguarding fund assets against fraud and mismanagement, thereby upholding investor confidence and fulfilling fiduciary duties.
What You'll Learn
1. Explore the critical aspects of Anti Money Laundering (AML) frameworks and custody arrangements in asset management.
2. Gain practical insights into implementing robust Anti Money Laundering (AML) frameworks
3. Apply best practices for customer relationship management and custody arrangements.
4. Understand regulatory compliance requirements and fulfilling reporting obligations related to Anti Money Laundering (AML)
5. Identify common challenges associated with Anti Money Laundering (AML) compliance and custody arrangements
Entry Requirements
Min Diploma and at least 2 years of working experience