Advanced Certificate in Fund Establishment: Fraud and Directors' Liabilities

About This Course

This module emphasises a thorough understanding of fraud prevention strategies and the legal responsibilities and liabilities of directors within asset management companies. By exploring common types of fraud and effective prevention methods, participants will develop insights into implementing robust internal controls and monitoring systems. They will also delve into corporate governance on directors' fiduciary duties and legal obligations, learning to manage potential liabilities through best practices in risk compliance and governance. The module addresses challenges related to fraud prevention and directors' liabilities, emphasising their impact on operational integrity and reputation. Participants will acquire practical strategies for managing fraud risks, leveraging expert advice, and enhancing governance frameworks to ensure regulatory compliance and maintain customer experience management in trust and confidence, leading to an ethical culture. By the end of the module, participants will be equipped with practical guidance on selecting the most suitable fund set-up option tailored to specific requirements, investment strategies, and investor preferences.