Advanced Certificate in Fund Establishment: Introduction to Licensing and Registration in Singapore
About This Course
This module provides a comprehensive analysis of regulatory compliance requirements and procedures for licensing and registering asset management companies in Singapore. As understanding these regulations is crucial for regulatory compliance and strategic planning, course participants would be able to apply knowledge to efficiently allocate resources and meet documentation requirements that adheres to Monetary Authority of Singapore (MAS) guidelines, thus forming an ethical culture. During the course, they will learn how to evaluate potential risks, and mitigate challenges in the licensing process. Upon completion of the programme, participants will be able to identify challenges proactively manage corporate governance and regulatory compliance to ensure smooth operations and regulatory adherence.
What You'll Learn
1. Gain a comprehensive understanding of the regulatory compliance framework and corporate governance of asset management companies in Singapore.
2. Gain exposure to a detailed risk compliance and governance framework of licensing procedures, encompassing a step-by-step guide to the process, thorough documentation requirements, and precise submission procedures.
3. Identify common challenges encountered during the licensing process via evaluation and differentiation.
4. Learn to propose practical strategies to navigate the common challenges, emphasising strategic planning through early engagement with regulatory authorities and forming an ethical culture.
Entry Requirements
Min Diploma and at least 2 years of working experience